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Merrill Lynch
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#	Item
601	Comment Letter on File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-26 15:17:23 Funds Collective investment schemes Mutual fund fees and expenses Institutional investors Mutual fund Merrill Lynch Net asset value Expense ratio Financial economics Investment Financial services
602	S7floI~L;b Carlos IW. Mowlelr Senior Vice President and Associate General Counsel Memill Lynch & Cn., Umc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-05 14:17:18 Financial services Business Merrill Lynch Short Broker-dealer Brokerage firm Prime brokerage Net capital rule Financial economics Financial markets Finance
603	Microsoft Word - WallStreetreport5-2008.doc Add to Reading List Source URL: www.osc.state.ny.us Language: English - Date: 2014-05-10 02:49:24 Economic history Citigroup Merrill Lynch Goldman Sachs Lehman Brothers Wall Street Late-2000s financial crisis UBS U.S. Securities and Exchange Commission Investment banking Investment Primary dealers
604	Complaint and Jury Demand: Bank of America Corporation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-12 17:07:13 Financial services Merrill Lynch Bank of America UBS Proxy statement John Thain Primary dealers Investment banking Investment
605	United States Court of Appeals For the First Circuit No[removed]EDUARDO HIDALGO-VÉLEZ, ET AL., Plaintiffs, Appellants, v. Add to Reading List Source URL: media.ca1.uscourts.gov Language: English - Date: 2014-07-10 11:02:04 Class action Lawsuit Merrill Lynch Pierce Fenner & Smith Inc. v. Dabit José A. Cabranes Private Securities Litigation Reform Act Law Securities Litigation Uniform Standards Act
606	J. David Montague First Vice President Global Regulatory Affairs Office of General Counsel 222 Broadway 16th Floor Add to Reading List Source URL: www.doj.nh.gov Language: English - Date: 2013-03-10 05:00:00 Notification system Financial services United States Primary dealers Merrill Lynch New Hampshire
607	S e c u r i t i e s Exchange Act of 1934 R u l e 16b-2 1 c- Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-05-01 10:20:21 Investment Financial economics SEC filings Finance Financial markets Dividends Ex-dividend date Merrill Lynch
608	J. David Montague First Vice President Global Regulatory AUairs Office of General Counsel 222 Broadway Add to Reading List Source URL: www.doj.nh.gov Language: English - Date: 2013-03-10 05:00:00 Investment Financial services United States Primary dealers Merrill Lynch New Hampshire
609	OCC[removed]Attachment[removed]FR 41978 Add to Reading List Source URL: www.occ.treas.gov Language: English - Date: 2014-08-31 08:44:59 Financial services United States securities law 76th United States Congress Soft dollar U.S. Securities and Exchange Commission Investment Advisers Act Financial adviser Merrill Lynch Securities Exchange Act Financial economics Investment Finance
610	SEC Amended Complaint: Bank of America Corporation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-07 14:37:12 Financial services Investment banks Bank of America Dow Jones Industrial Average Executive pay UBS Mergers and acquisitions Merrill Lynch John Thain Investment banking Primary dealers Investment

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